Client Assets

In recent years, the FCA has increasingly put a focus on the topic of CASS in relation to a firm’s compliance. Whether this is through the topic arising during an FCA visit, or as a result of breaches and fines, the factor that remains constant is that managing your firm’s CASS risk remains highly important.

Our Client Assets courses provide you with the knowledge required to keep your CASS arrangements in line with industry best practice, find solutions to your CASS challenge through our unrivalled pool of experts and ultimately sustain compliance.

Open Courses

Our open courses provide an intimate and interactive learning environment and are run in partnership with the industry’s leading experts to enable delegates to improve team performance, navigate market complexities, and make critical decisions.  

In-House Courses

Our Client Assets courses can also be delivered in-house and made bespoke to your company, business model, products and language. As your learning solutions partner, we can help you every step of the way from engaging with multiple stakeholders and carrying out a learning needs analysis to confirming desired outcomes, solution design and delivery.

We have a range of Tailored Learning options available, so you can choose the learning style and type of partnership to suit your organisation. Get in touch to discuss how our Tailored Learning solutions can help your business.

Our Experts

We've carefully handpicked instructors from our talent pool of CASS expertise to deliver our courses. Our course instructors are leading industry experts, who are well respected and connected within their respective industries and able to draw on a wealth of hands-on experience to bring the courses to life.

Zakir Karim

After qualifying as a Chartered Accountant, Zak moved into the space of CASS advisory, with his most prominent engagement being a CASS s166 at a Tier-1 bank. Having refined his skillset and experience, Zak founded Karim Consultancy, a firm specialising in CASS.

Amongst Zak’s experience and client base are two of the Big 4, Tier-1 banks and leading Asset Management firms. Beyond CASS, Zak has managed a number of advisory engagements including a SYSC8 review; an assessment of Governance & Culture; a Board Effectiveness Review; and a Bank of England Stress Testing review.

Kevin Huby

Kevin, founder of Prin10, is a Chartered Accountant and experienced business advisor, who has previously held senior consulting positions at KPMG, Ernst & Young and Kinetic Partners as well as executive management positions in industry.

Kevin has over 17 years experience of leading major Client Assets advisory and assurance projects at leading banks, asset managers, investment platforms, insurers and third party administrators. He is respected for his clear thinking, pragmatic approach and considerable operational insight.

Request A Brochure

Would you like to find out more about the range of Client Assets solutions that we can offer your firm?

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Got a question?

If you’d like to find out more about our Client Assets courses or discuss the ways in which FourthLine Learning can help you and your firm with your learning requirements, fill in the form below and one of our team will be in touch as soon as possible. Alternatively, give us a call on 0203 800 1099.